Headline

Associate Analyst | Risk & Compliance | Global KYC, AML, CDD/EDD | Entity Resolution & UBO Analysis

About

Risk and Compliance Analyst with hands-on experience in global client onboarding, KYC, AML, and due diligence research across multiple jurisdictions. Strong background in entity resolution, customer risk profiling, and CDD / EDD investigations, including ownership structure analysis and UBO identification. Experienced in applying a risk-based approach to support regulatory compliance and financial crime prevention.

Location

Pune Division

Work experience

Associate Analyst at SG Analytics, Sep 2024 - Present · 1 yr 11 mos, Pune District, Maharashtra, India, Executed risk-based KYC, CDD, and EDD research on 2,000+ global legal entities, including 500+ non-English jurisdiction clients (Japan, Korea, Hong Kong, Spain). Performed advanced entity resolution and ownership hierarchy analysis, identifying direct and indirect UBOs across multi-layered corporate and fund structures. Conducted due diligence on complex entity types including investment funds, SPVs, trusts, FI and FRI entities, supporting high-risk client onboarding and periodic reviews. Led ownership mapping and control analysis involving nominee shareholders, cross-border shareholding, and layered investment vehicles. Assessed nature of business (NOB) using NAICS, NACE, SIC classifications to evaluate industry risk exposure and regulatory alignment. Utilized global corporate registries, regulatory databases, and jurisdiction-specific public records for entity verification and compliance validation. Supported high-risk and EDD case escalations through detailed research, risk narratives, and audit-ready documentation. Ensured compliance with AML / CFT frameworks, FATF recommendations, and jurisdiction-specific regulatory requirements across global client portfolios

Consultant at SG Analytics, Dec 2023 - Sep 2024 · 10 mos, On-site, Conducted in-depth due diligence research using company filings and public disclosures to support risk-based compliance assessments. Analyzed regulatory and financial filings including 10-K, DEF 14A, MIC filings, annual reports, and financial statements to identify ownership, governance, and risk indicators. Performed corporate governance analysis, including review of executive and non-executive compensation structures, to identify potential compliance, bribery, and conflict-of-interest risks. Conducted sustainability and ESG-related research to assess alignment with regulatory expectations, industry standards, and reputational risk considerations.

Research & marketing at Inspirito, Apr 2023 - Jun 2023 · 3 mos, Pune District, Maharashtra, India, As a research intern, my responsibilities may vary depending on the specific project/topic/organization, focus on the pull marketing. writing content for social media on a research topic is one of the key targets of the day, Blog writing involves creating written content for the company's online platforms, such as websites, social media, or other digital channels. Key responsibilities - Researching and brainstorming topics for blog posts. Managing a content calendar to ensure regular posting and timely delivery of content. Staying up-to-date with industry trends and best practices in digital marketing and content creation.

Social media business at @clasymisyshopping_12, Jan 2019 - Apr 2022 · 3 yrs 4 mos, Pune District, Maharashtra, India

Intern at MandatoryTrendz, Mar 2021 - Apr 2021 · 2 mos, Pune District, Maharashtra, India

Education

Master of Business Administration - MBA, Research business analysis and Finance, Lexicon Management Institute of Leadership and Excellence

Bachelor's degree, Mathematics and Statistics, Shri Siddhivinayak college, pune