Shivam J. profile photo 1 on Tal

Shivam J.

Mumbai

4+ years of work experience

Bank of America
Mar 20264 mosPresent

On-site

● Executed PAN validations and conducted KRA downloads using NDML and CVL platforms to support KYC verification. ● Conducted RMT (Risk Management Tool) reviews, validating mandatory checklists and providing sign-off before refresh analysts proceeded with outreach. ● Sent client acknowledgements post CKYC updates and maintained end-to-end tracking of refresh lifecycle. ● Approve NDML download requests for the other analysts.
Modulr
Aug 20241 yr 6 mosJan 2026

Mumbai, Maharashtra, India

● Oversee the intake of requests, prioritizing KYB/KYC and client onboarding tasks. ● Do screening checks on all the individual and business related accounts and connected parties or UBOs or any previous shareholders. ● Perform investigation on all the transactions to find the suspicious transactions. ● Monitored and spotted all kinds of negative news related to the format like adverse media, sanctions, PEPs to identify financial risks. ● Improved AML screening efficiency by identifying and removing false positive matches. ● Reviewed all required AML/KYC regulatory requirements for all clients and inhouse partners. ● Performing the due diligence while onboarding new businesses and sole trading firm customers, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment of clients. ● Manage the documents, research and analysis related to the client’s nature of business, geographical risks, activities, sources of wealth / funds, corporate structure, politically exposed person, documentation of CDD and negative news screening, transaction monitoring.
AML RightSource
Dec 20235 mosApr 2024

Noida, Uttar Pradesh, India

● Identifying and researching complex transactions and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing, structuring of funds. ● Do support in identification of risk assessment and ongoing monitoring of high-risk accounts/customers/countries for suspicious activity, sorting out legitimate/suspicious transactions of selected users and escalating these cases to the investigation team for review. ● Heading through the SARs and CTRs to make sure everything follows the rules and to reduce financial crime related problems and keep the financial world safe and secure in this fast-changing world. ● Providing the proper feedback as per the transaction analysis. ● Identifying the source of funds, type of activity, amount involved, high amount transactions without any note and historical data of the customer. ● Spotting the proper negative news about all the parties involved in the transactions like someone in money laundering and terrorist activities.
Tata Consultancy Services
May 20212 yrs 7 mosNov 2023

Thane, Maharashtra, India

● Conducting comprehensive end-to-end Know Your Customer (KYC) processes, including Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), for existing individual clients, corporations, and entities. ● Conducting Periodic Review as per CIP (Client Identification Program) standard for one of the largest Investment Banks based in US and UK regulatory guidelines which provides the guidance on the Anti money laundering and sanctions program for our client. ● Screening and disposition of hits and if it gets disposed of a true match then report and move it to negative news committee team. ● Identifying UBOs of the companies which involves transaction-based activities, rule-based decision making, verifying for accuracy & completeness of financial data across financial quarters & annuals, while adhering to SLAs, & Turnaround time. ● Preparing Project reports as and when completing a specific client request. ● Finalization and rechecking of data before and after uploading all the relevant data.

Education

University of Mumbai

Postgraduate Degree, Business, Management, Marketing, and Related Support Services

University of Mumbai

20212 yrs2023

Bachelor of Commerce - BCom, Business/Commerce, General

Guru nanak college

20164 yrs2020

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About

Trying learn new things in life and getting opportunities…

Location

Mumbai

Work experience

Operations Analyst at Bank of America, Mar 2026 - Present · 4 mos, On-site, ● Executed PAN validations and conducted KRA downloads using NDML and CVL platforms to support KYC verification. ● Conducted RMT (Risk Management Tool) reviews, validating mandatory checklists and providing sign-off before refresh analysts proceeded with outreach. ● Sent client acknowledgements post CKYC updates and maintained end-to-end tracking of refresh lifecycle. ● Approve NDML download requests for the other analysts.

Financial Crime Analyst at Modulr, Aug 2024 - Jan 2026 · 1 yr 6 mos, Mumbai, Maharashtra, India, ● Oversee the intake of requests, prioritizing KYB/KYC and client onboarding tasks. ● Do screening checks on all the individual and business related accounts and connected parties or UBOs or any previous shareholders. ● Perform investigation on all the transactions to find the suspicious transactions. ● Monitored and spotted all kinds of negative news related to the format like adverse media, sanctions, PEPs to identify financial risks. ● Improved AML screening efficiency by identifying and removing false positive matches. ● Reviewed all required AML/KYC regulatory requirements for all clients and inhouse partners. ● Performing the due diligence while onboarding new businesses and sole trading firm customers, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment of clients. ● Manage the documents, research and analysis related to the client’s nature of business, geographical risks, activities, sources of wealth / funds, corporate structure, politically exposed person, documentation of CDD and negative news screening, transaction monitoring.

Associate Analyst at AML RightSource, Dec 2023 - Apr 2024 · 5 mos, Noida, Uttar Pradesh, India, ● Identifying and researching complex transactions and customer data to detect, prevent, mitigate and report suspicious activity related to money laundering, terrorist financing, structuring of funds. ● Do support in identification of risk assessment and ongoing monitoring of high-risk accounts/customers/countries for suspicious activity, sorting out legitimate/suspicious transactions of selected users and escalating these cases to the investigation team for review. ● Heading through the SARs and CTRs to make sure everything follows the rules and to reduce financial crime related problems and keep the financial world safe and secure in this fast-changing world. ● Providing the proper feedback as per the transaction analysis. ● Identifying the source of funds, type of activity, amount involved, high amount transactions without any note and historical data of the customer. ● Spotting the proper negative news about all the parties involved in the transactions like someone in money laundering and terrorist activities.

Process Associate at Tata Consultancy Services, May 2021 - Nov 2023 · 2 yrs 7 mos, Thane, Maharashtra, India, ● Conducting comprehensive end-to-end Know Your Customer (KYC) processes, including Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), for existing individual clients, corporations, and entities. ● Conducting Periodic Review as per CIP (Client Identification Program) standard for one of the largest Investment Banks based in US and UK regulatory guidelines which provides the guidance on the Anti money laundering and sanctions program for our client. ● Screening and disposition of hits and if it gets disposed of a true match then report and move it to negative news committee team. ● Identifying UBOs of the companies which involves transaction-based activities, rule-based decision making, verifying for accuracy & completeness of financial data across financial quarters & annuals, while adhering to SLAs, & Turnaround time. ● Preparing Project reports as and when completing a specific client request. ● Finalization and rechecking of data before and after uploading all the relevant data.

Education

Postgraduate Degree, Business, Management, Marketing, and Related Support Services, University of Mumbai

Bachelor of Commerce - BCom, Business/Commerce, General, Guru nanak college