Headline

Deputy Manager @ Kotak Securities | Regulatory Reporting to Exchanges

About

A graduate of BSE Institute Ltd with a Bachelor's in Capital Market, currently serving as Deputy Manager at Kotak Securities. Possesses a strong foundation in capital markets, compliance, and analytics, and demonstrates proficiency in Microsoft PowerPoint and English communication. Core competencies include ensuring regulatory compliance with SEBI and exchange regulations, timely margin reporting, and seamless coordination with internal teams to mitigate financial risks. At Kotak Securities, actively contributed to enhancing compliance processes and ensuring accurate reporting to avoid penalties or trading restrictions. Collaborated with multiple departments to resolve margin shortfalls promptly, fostering a culture of accountability and precision. Motivated by a commitment to regulatory excellence and operational efficiency, aims to bring a detail-oriented and team-focused perspective to organizational goals.

Location

Mumbai

Work experience

Deputy Manager at Kotak Securities, May 2024 - Present · 2 yrs 3 mos, Mumbai, Maharashtra, India, Ensured timely reporting of margins collection to exchanges to avoid shortfall penalties in accordance with SEBI and exchange regulations

Assistant Manager at Kotak Securities, Aug 2022 - Apr 2025 · 2 yrs 9 mos, Mumbai, Maharashtra, India, Assisted in internal and external audit processes by maintaining accurate records of margin calls, shortfalls, and client communications.•Ensured timely reporting of margins collection to exchanges to avoid shortfall penalties inaccordance with SEBI and exchange regulations.•Coordinated with internal departments to ensure prompt rectification of margin shortfalls and avoid penalties or trading restrictions.

Research and Valuation at Heramb Finserv Private Limited, Aug 2021 - Oct 2021 · 3 mos, Malad west, Prepared detailed Credit Monitoring Arrangement (CMA) reports and conducted financial ratio analysis under the mentorship of a Chartered Accountant.Researched and evaluated company financials, developed one-pager reports, and assisted in maintaining and enhancing the company's website to support strategic decision-making and digital presence.

Education

Bachelor's in capital market, Capital Market, FinX Institute Limited ( Formerly BSE Institute Limited)