---
title: "Nakul Malik - Assistant Vice President in Mumbai Metropolitan Region | Tal"
description: "Meet Nakul Malik, Assistant Vice President @ JPMorgan Chase & Co. | Developing Investment Compliance Monitoring Systems based in Mumbai Metropolitan Region. AI stack includes notion, openai, and perplexity."
image: "https://tal.club/meet/nakul-malik/share-image"
---

# Nakul Malik on Tal

## Headline

Assistant Vice President @ JPMorgan Chase & Co\. \| Developing Investment Compliance Monitoring Systems

## About

As an Assistant Vice President at JPMorgan Chase & Co\., I have over 18 years of experience in Investment Compliance monitoring, market risk analysis, finance reconciliation, and reference data management\. I have lead a team of 13 associates working on investment analytics and portfolio risk analysis\. I have overseen the book setups, hierarchy reorganization, and capital requirements for the bank's risk systems\. I also liaise with various stakeholders, such as traders, product controllers, book owners, and change teams, to ensure the accuracy and consistency of the risk data and reports\. In my previous roles, I have successfully transitioned several processes from different locations and platforms to Pune, such as market risk vs finance reconciliation, investment compliance, and pooled fund exposure analysis\. I have also contributed to several business process improvement and technology initiatives, such as creating new workflows, testing new functionalities, and implementing a training management system\. I have a strong background in finance, with an MBA degree from the University of Pune, and a proficiency in fixed income, derivatives, and equities\. I am passionate about delivering high\-quality results, enhancing operational efficiency, and supporting the bank's risk management objectives\.

## Location

Mumbai Metropolitan Region

## AI stack

notion

openai

perplexity

replit

## Work experience

Assistant Vice President at JPMorgan Chase & Co\., Apr 2018 \- Present · 8 yrs 3 mos, Mumbai, Maharashtra, India, • Spearheaded the conversion of client mandates into investment compliance rules for fund managers across EMEA, WHEM, and APAC regions\. • Developed a new investment compliance monitoring system, focusing on UI design and rule logic implementation\. • Ensured adherence to regulatory compliance, including the 1940 Act, UCITS, and IRS regulations, enhancing operational integrity\.

Market Risk Analyst at Credit Suisse, Sep 2014 \- May 2017 · 2 yrs 9 mos, Pune, Maharashtra, India,  Liaising with book traders, product controllers, book management teams and book owners for book setups in risk systems  Responsible for bank wide hierarchy reorganization in the Market Risk Systems and interacting with Change teams to introduce new hierarchy in risk system  Provide requirements for Intermediate Holding Company specific attributes to be attached to new books being created in the Risk Systems\. Creation of Business Requirement Documents and Functional Specification Documents to assist the business in assimilating the new capital requirements and validate the new functionalities being implemented in test environments\.  Responsible for Reference Data Management including setup of trading and banking books in the market risk systems of the bank in the correct hierarchy with all necessary attributes updated for reporting use\.

Team Leader at Bank of New York Mellon, Dec 2011 \- Apr 2014 · 2 yrs 5 mos,  Responsible for key operations supporting portfolio investment compliance, client benchmarks, universe production & processing attribution/profile data for reporting  Provided critical overnight support for the global index, investment compliance team responding to ad\-hoc inquiries/issues from multiple time zones along with oversight of daily vendor deliverables  Worked closely with U\.S\. counterparts on a daily basis to provide analytics for client reports  Closely involved & highly familiar with technology and process efficiency initiatives collaborating with onshore business analysts for user\-testing and providing inputs for development\.  Hybrid role of client service and compliance reporting to assist consultants with transitioning Asia\-Pac clients to new investment compliance platforms and ensuring successful integration  Pooled fund \(mutual fund\) and pension fund performance analysis, attribution analysis and reporting\.

Associate at Bank of New York Mellon Corporation, Jun 2007 \- Nov 2011 · 4 yrs 6 mos, Pune,  Compliance production work: Generation of daily, weekly and monthly investment compliance reports for clients\.  Compliance rule generation: Creation of investment rules based on client investment mandates\. Facilitates compliance checks on portfolio to client requirements\. Involves extensive testing prior to release of final report to the client\.  Worked with Lead BAs in the US to create test scripts for new compliance rule monitoring capability in the Compliance Monitoring systems  Worked with associates in Investment Compliance to test scripts during QA\. Recorded observations for the BAs to make decisions on capabilities to be installed in the next release\.

## Education

Master of Business Administration \(M\.B\.A\.\), Finance, General, Savitribai Phule Pune University

[View the original profile](https://tal.club/meet/nakul-malik)

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