Assistant Manager - Risk and Independence Operations


India




Gurgaon, India

Gurgaon, India

Master of Business Administration (MBA), Finance and Marketing
IMS Unison University

Bcom(Hons), Accounting and Finance
Delhi University
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A versatile, result oriented dynamic professional with over 10+ years of experience in Risk and Compliance Management Services. Expertise in client management, data analysis, risk consulting, project management and client relationship management and high-quality stakeholder service deliverables.
Uttar Pradesh
Assistant Risk Manager at Ernst & Young (EY) – Global Delivery Services, Oct 2025 - Present · 9 mos, Lead budgeting, and forecasting support, enabling leadership to track cost efficiency and financial performance. Translated leadership vision into actionable operational plans aligned with organizational strategy. Oversaw end-to-end operational dashboards and KPI to enable data-driven decision-making. Conduct variance analysis and root cause assessments, identifying cost drivers and recommending optimization strategies. Drive process improvements and reporting automation, enhancing efficiency and reducing manual effort. Fostered a culture of accountability, collaboration, and continuous learning. Ensured compliance with audit requirements, internal controls, and regulatory standards. Supported budgeting cycles, expense management, forecasting, and cost optimization initiatives. Responsible to monitor reporting segment, billing model, to perform FTE vs Revenue Analysis. Partnered with senior leadership, delivery teams, and global stakeholders to align priorities and resolve escalations. Act as a key liaison with senior leadership to provide insight-driven recommendations and resolve escalations.
Lead Analyst at Ernst & Young (EY) – Global Delivery Services, Oct 2021 - Sep 2025 · 4 yrs, India, Drove projects identifying and evaluating risks associated with audit clients to ensure firm and personal independence compliance. Conducted internal audits at personnel level to ensure adherence to multi-country policies. Provided stakeholder management and relationship building with senior leadership; acted as counsellor supporting career development. Collaborated with Poland team to resolve client independence queries and standardize responses.
Analyst at Ernst & Young (EY) – Global Delivery Services, Nov 2019 - Sep 2021 · 1 yr 11 mos, Reviewed mailbox support and handled PMO activities including monthly status reports, process documentation, and dashboard publication.
Research Analyst at IHS Markit, Aug 2019 - Nov 2019 · 4 mos, Maintained syndicated loan reference data and supported internal and external client requests. Resolved product and service issues; executed operational maintenance including security setups and corporate actions. Captured user feedback to drive product improvements and updated global trade and account information.
Data Management Analyst at S&P Global Market Intelligence, Oct 2018 - Jul 2019 · 10 mos, Managed reference data security mapping and synchronized security-level identifiers such as CUSIP, CINS, ISIN, and SEDOL. Performed secondary research via Lexis Nexis, Bloomberg, and Factiva to produce value-added datasets. Analyzed asset management firms including structures, portfolios, key executives, M&A events, and corporate actions. Trained new researchers on operations and research processes; supported time-sensitive client workflows.
Data Researcher I - Investment Management at S&P Global Market Intelligence, Nov 2015 - Dec 2018 · 3 yrs 2 mos, Gurgaon, India, (1) Working with Investment Firm Profiling Team for creating value added content by utilizing internal and external public research sources such as government and regulatory documents, stock exchanges, industry journals, analyst reports as well as information database and research tools to collect, summarize, and synthesize relevant financial, industry-specific market, and business information to create and maintain value content. (2) Leveraging skills in data preparation, reporting, analytics, data exploration and information delivery management. (3) Monitoring overall data integrity, financial research, and maintenance of private investment firms, specifically traditional investment managers and hedge fund sponsors across the globe with a special emphasis on the firms located in the United States, Canada, and United Kingdom using company websites, SEC, IAPD, SEDAR, regulatory filings (such as 8-K,10-K, 485BPOS), and other publicly available information sources. (4) Examining large datasets pertaining to mutual funds, hedge funds, private equity funds operating across the globe. (5) Tracking various investment style and strategy of mutual funds, hedge funds, private equity funds. (6) Handling sub-processes dealing with researcher requests from local and global offices. (7) Participate in time-sensitive projects and take collaborative initiatives in appropriating workflow integration.
Data Researcher I at S&P Global Market Intelligence, Nov 2015 - Sep 2018 · 2 yrs 11 mos, Gurgaon, India
Master of Business Administration (MBA), Finance and Marketing, IMS Unison University
Bcom(Hons), Accounting and Finance, Delhi University