loktheja G
.
Andhra Pradesh
13+ years of work experience
Jun 201511 yrs 6 mosPresent
Bengaluru, Karnataka, India
Managed counterparty Data remediation for clients under the regulatory Guidelines and make amendments to the client details in the system to match the Bank’s current requirement to reduce the risk of funds being Impacted. Data remediation involves critically analyzing client account setups in centralized reporting systems and downstream systems, fixing data gaps that might hinder reporting client records to regulators. Convert missing, misplaced, and inaccurate counterparty data into clear static data in centralized systems/applications, enabling accurate trade matches, settlements, and regulatory reporting. Core job is to find the root cause of issues by investigating and analyzing the root cause and finding solutions for the same. Prepare issue investigation and resolution reports, upload them for review and approval, implement approved resolutions into particular applications/systems, and record them in internal reports for audit purposes. Perform regular Quality Assurance (QC & QA) reviews of team’s completed files/cases requiring data quality remediation, identifying any instances where the Guidelines as prescribed in the Key Operating Procedure has not been followed, advising the team. Monitor the inbox for queries received from stakeholders, prepare KPI reports using Microsoft Excel, and send those reports to clients. Support front office and ensure trades are matched in a timely and accurate manner against the correct counterparty/account ID by remediating data quality issue/ duplicate account ID setup in the upstream system by aligning such setup with the downstream setup thus enabling smooth flow of trades. Perform outreaches to concerned business desk followed by organizing calls with the desk to review the cases with data quality issues and discuss the remediation action to be performed. Assist and support clients with operational queries.
Jun 201511 yrs 6 mosPresent
From 2015 to 2022 ● Perform KYC on clients as per the requests raised by the business. ● Collect documents of the client based on the risk level and nature of the business of the client. ● Conduct background checks on entities, intermediaries, and related individuals of the client, verifying all required documents and onboarding clients for the bank. ● Verify and ensure that the client is not on any list of known fraudsters, money laundering, terrorist financing, or any negative information. ● Escalate to AML compliance if negative information is found about the entity, UBOs, or legal representatives and get approval. From 2022 – Till date ● Managed counterparty Data for clients under the regulatory Guidelines and make amendments to the client details in the system to match the Bank’s current requirement to reduce the risk of funds being Impacted. ● Performed structured analysis of client and account data across centralized platforms to identify inconsistencies impacting regulatory feeds. ● Led large-scale counterparty data remediation initiatives to enhance accuracy of risk and exposure reporting systems. ● Applied data standardization techniques to cleanse incomplete or inaccurate counterparty records, improving data integrity metrics. ● Conducted root cause analysis on recurring data quality breaks and implemented corrective process improvements. ● Developed KPI dashboards and management reports using MS Excel to track risk exceptions, volume trends, and control gaps. ● Collaborated with front office and technology teams to align trade data with correct counterparty identifiers, reducing downstream reporting breaks. ● Supported governance reporting through structured investigation summaries and risk impact assessments. ● Trained new analysts on data validation frameworks and control checkpoints.
Jan 20141 yr 3 mosMar 2015
Constructing, implementing and managing the portfolio of HNI client in relation to financial advisor and wealth management. Reviewing and managing existing accounts as well as developing relationships potential new clients to increase the size of a portfolio. Setting priorities within a portfolio to ensure resources are targeted and effective.
May 20138 mosDec 2013
Growing and developing relationship with the corporate clients and pitching them financial products. Delivering a sustainable income stream through meeting core sales target. Visiting customers to improve business relationship with them.
loktheja’s AI Stack
Education
PGDM, Banking Insurance Finance & Allied services (BIFAAS)
Siva Sivani Institute of Management
20112 yrs2013
Bachelor of Commerce, COMPUTER AND INFORMATION SCIENCES AND SUPPORT SERVICES
Avanthi pg College
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