Headline

Senior Securities Operations Representative| Graduate in Bachelor of Commerce | ACCA (Pursuant).

About

My interest in finance and accounting has been a consistent motivator throughout my academic career. With a Bachelor of Commerce degree and continued specialization as an ACCA candidate, I have developed my skills in finance, accounting, advanced Excel, and slide presentations. My academic endeavours have been supplemented with practical expertise in organizing successful events and initiatives, delivering compelling presentations, and building meaningful connections with people from all backgrounds. I am well-known for my enthusiasm to learn and positive attitude toward obtaining new abilities. Aside from my academic and professional endeavours, I am a member of the Karnataka Civil Defense Corps, which provides volunteer services to society. I'm looking for a position where I can put my abilities to use and help an organization develop and succeed. We should talk about how I can contribute to your team.

Location

Bengaluru

Work experience

Senior Securities Operations Representative at Wells Fargo, Feb 2024 - Present · 2 yrs 4 mos, Strategic Oversight and Financial Analysis Performance Metrics & Reporting: Oversaw daily "Open Items" reports and service level agreements (SLAs), using data retrieved from Smart Station to examine team productivity and processing patterns. Profitability and Efficiency Advising: Found and fixed "Exception Cases" and "Write-Offs," giving leadership analytical information to reduce losses and boost operating margins. Support for Budgeting & Forecasting: Oversaw and balanced large cash and security transactions, ensuring internal financial controls were maintained, and the regional "Bangalore IRA Team" output was accurate. Risk management and financial control Regulatory Compliance: To reduce financial and reputational risk, internal controls were closely monitored to make sure all transactions adhered to IRS rules, federal laws, and internal policies. Audit & Accuracy: As a last check for requests submitted by financial advisors, we upheld a high standard of processing accuracy for tax elections and sensitive retirement account distributions (RMDs). Integrity and Sensitivity: 100% integrity in the handling of real-time money and security transfers was ensured by managing extremely sensitive client data and bank proof-of-ownership. Process Improvement & Leadership Automation & Streamlining: I actively took part in cross-team coordination to enhance global consistency. In order to increase throughput, I also optimized the "IRA Consolidation" and "Roth Conversion" processes. Stakeholder Partnership: As a trustworthy partner to Financial Advisors (FA) and Client Associates (CA), I offered technical guidance on complex distribution/contribution laws and tax election configurations. Team Leadership: Assigned greater responsibility for control reviews, mentoring, and coaching colleagues on the Bangalore team, and was advised to handle intricate "Exception Queues".

Education

Bachelor of Commerce - BCom, Accounting and Finance, Kristu Jayanti University

12th, Statistics, Economics, Business Studies and Accountancy., St Joseph's University