Headline

Investment Operations Analyst | Transfer Agency | AML / KYC | Cash & Holdings Reconciliation | UK & Australia Funds

About

Investment Operations Analyst with hands-on experience supporting UK and Australia investment products across Transfer Agency and client servicing functions. Currently working with Atos on Aegon UK collective investment plans, with exposure to end-to-end withdrawals, transfer-outs, AML/KYC, financial crime checks, client payments, reconciliations, and Origo transfers. Strong attention to detail with a control and compliance mindset, experienced in working within regulated, high-volume environments. Open to opportunities in Investment Operations, Capital Markets Operations, and Financial Services roles within global financial institutions and consulting firms.

Location

Panvel

Work experience

Financial Operations Associate at Atos, Jun 2025 - Present · 1 yr, Airoli, • Performed AML (Anti-Money Laundering) and KYC (Know Your Customer) checks for UK clients in line with regulatory requirements. • Handled end-to-end trade initiation, execution, and settlement of retirement fund transactions. • Conducted daily reconciliation of trades, cash, and fund positions to ensure transaction accuracy and completeness. • Maintained accurate records and documentation to support compliance audits and regulatory reporting. • Coordinated with internal teams and custodians to investigate and resolve trade and settlement exceptions within SLAs. • Ensured adherence to UK pension regulations, internal controls, and operational risk standards. • Supported high-volume, client-focused investment operations processes with strong attention to detail.

Investment Operations Intern at SS&C Technologies, Jan 2025 - Mar 2025 · 3 mos, Navi Mumbai, Maharashtra, India, • Supported Australia-based Transfer Agency operations for investment products. • Processed investor transactions including investments, withdrawals, switches, and transfers on live production systems. • Ensured compliance with AML/KYC requirements and internal operational controls. • Assisted with transaction processing, fund transfers, and issue resolution while meeting daily processing timelines. • Collaborated with internal teams to maintain accuracy, data integrity, and regulatory adherence.

Education

Bachelor of Management Studies, Finance, Pillai HOC College, Mumbai University

High Secondary School, Dr. D Y Patil Junior College