Headline

AML KYC Associate ensuring compliance through thorough customer validation.

About

With an MBA in Finance from Savitribai Phule Pune University, I currently serve as an AML KYC Associate at BNY, contributing to financial compliance and risk management. My role focuses on conducting customer due diligence, performing risk assessments, and ensuring strict adherence to AML regulations by reviewing client documentation and monitoring transactions for suspicious activities. By maintaining precise records and facilitating internal audits, I help ensure regulatory compliance and audit readiness. Collaborating with senior management, legal counsel, and team members, I support key initiatives, including identity verifications, background checks, and source-of-funds investigations, fostering a strong culture of compliance within our operations.

Location

Pune Division

Work experience

AML KYC ASSOCIATE at BNY, Mar 2025 - Present · 1 yr 4 mos, Pune, Maharashtra, India, • Performed thorough customer due diligence and risk assessments ensuring regulatory compliance. • Reviewed client documentation for strict adherence to AML regulations and standards. • Utilized transaction monitoring systems to assist in detecting suspicious activities. • Worked collaboratively with team members to address KYC-related inquiries efficiently. • Kept precise records of customer profiles and associated risk ratings. • Facilitated internal audits by supplying required documentation and reports. • Conducted identity verifications, background checks and source of funds investigations. • Engaged regularly with senior management and legal counsel regarding project updates.

Senior Analyst at eClerx, Jan 2024 - Feb 2025 · 1 yr 2 mos, • Performed internal audits to assess effectiveness of AML controls. • Conducted due diligence reviews on new customers following KYC and AML standards. • Monitoring existing customers to evaluate changes in risk profiles regularly. • Analyzed customer data to create tailored risk assessment profiles. • Complied reports detailing outcomes of ongoing KYC Reviews. • Reviewed customer files meticulously to uncover potential risks or discrepancies. • Partnered with cross-functional teams to improve KYC processes and compliance measures. • Facilitated training for junior analysts regarding KYC policies and procedures. • Validate information within KYC records and Customer Identification Program (CIP) to determine if accounts are in scope. • Performing Client on Boarding, Periodic Review, Data Enrichment Screening on Client and related parties, Work on Remediation. • Ensure to maintain quality standards (99.5%) for KYC reviews undertaken.

Financial Analyst at eClerx, Nov 2022 - Jan 2024 · 1 yr 3 mos

Office Assistant & Accountant at Shrilalji Dairy Farm, Oct 2018 - Nov 2019 · 1 yr 2 mos, Nagpur, • Enhanced administrative efficiency by managing daily office operations in the dairy products selling. • Developed organized filing systems to facilitate quick document retrieval. • Performed bookkeeping tasks, including data entry and processing invoices, with precision. • Worked collaboratively with team members to refine office procedures and workflows. • Ensured confidentiality of sensitive documents and protected private information. • Maintained accurate records of all transactions and customer communication.

Education

Master of Business Administration, Finance and Financial Management Services, Savitribai Phule Pune University

Bachelor of Science - BS, Chemistry, Rashtrasant Tukadoji Maharaj Nagpur University, Nagpur