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Akshay Upadhyay

Senior Specialist | Project & Data Management | Client Onboarding | Regulatory Outreach | Turning Complex Operations into Scalable, Reliable Solutions

Delhi

6+ years of work experience

S&P Global
Sep 20242 yrs 1 moPresent

Gurugram

Specialize in managing and executing projects related to client onboarding, regulatory data management, and reference data collection. focus on streamlining processes, ensuring accurate and efficient handling of data, and coordinating regulatory outreach efforts. With expertise in project planning and management. Markit Counterparty Manager|S&P Onboarding Accelerator| Client Lifecycle Management| Document Review
Apollo Global Management, Inc.
Feb 20247 mosAug 2024

Mumbai, Maharashtra, India

Executing fund onboarding and counterparty due diligence by managing KYC documentation, account opening, and regulatory compliance processes. Collaborated with Front Office, Legal, Compliance, and external brokers to establish new trading lines, negotiate agreements, and ensure seamless market connectivity. Prepared, validated, and maintained KYC packs, LEIs creations and renewals,counterparty documentation to support ongoing trading activities and periodic/annual reviews. Streamlined onboarding workflows by coordinating with internal/external stakeholders, reducing turnaround times, and ensuring adherence to internal controls and regulatory standards. Monitored and updated counterparty data across internal systems and tools, ensuring accuracy for audits, compliance checks, and transaction readiness.
S&P Global
Aug 20237 mosFeb 2024

Hybrid

S&P Global
Nov 202210 mosAug 2023

Gurugram, Haryana, India

Understanding of operational processes, Onboarding and standardized them by creating SOPs and relevant workflows for quality control, besides conducting UAT testing for scope of product enhancement. Demo the platform for new clients and any new user through the platform as well as provide them post sign up training session to ensure clients are fully prepared to use the service for KYC, Onboarding or Regulatory Requirements. Sharing with Client Daily, weekly, monthly and Adhoc MIS. Updating Project status tracker for Working Groups and Project management teams based out of UK and US.
S&P Global
Mar 20229 mosNov 2022

Gurugram, Haryana, India

Managing Reference Data for Regulatory regimes like SFTR|MIFID|CFTC|EMIR and Various ISDA Protocols LIBOR Transistion and Client query process management
IHS Markit
Oct 20192 yrs 5 mosFeb 2022

Gurugram

Setting up multiple Tier 1 investment banks account for SFTR regulatory outreach wherein outreaching their counterparties for Onboarding, Entity Type classification and trade repository and other reference data for SFTR regulatory reporting in different phases more than 3000 counterparties across investment banks were covered.

Akshay’s AI Stack

gemini
gemini
notebooklm
notebooklm
openai
openai

Education

Bachelor of Business Administration - BBA, Business/Commerce, General

Ideal Institute of Management & Technology

20163 yrs2019

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Headline

Senior Specialist | Project & Data Management | Client Onboarding | Regulatory Outreach | Turning Complex Operations into Scalable, Reliable Solutions

About

With 6 years of experience in client onboarding, static data management, and regulatory operations across global OTC derivatives and fund management. Proven expertise in streamlining onboarding processes, ensuring KYC and regulatory compliance, managing LEI registrations, and leading cross-functional initiatives for new fund and trading account setup. Skilled in UAT execution,large scale data outreaches, client data governance, and delivering high-impact solutions within tight SLA frameworks.

Location

Delhi

AI stack

gemini

notebooklm

openai

Work experience

Senior Specialist at S&P Global, Sep 2024 - Present · 2 yrs 1 mo, Gurugram, Specialize in managing and executing projects related to client onboarding, regulatory data management, and reference data collection. focus on streamlining processes, ensuring accurate and efficient handling of data, and coordinating regulatory outreach efforts. With expertise in project planning and management. Markit Counterparty Manager|S&P Onboarding Accelerator| Client Lifecycle Management| Document Review

Counterparty Management Analyst at Apollo Global Management, Inc., Feb 2024 - Aug 2024 · 7 mos, Mumbai, Maharashtra, India, Executing fund onboarding and counterparty due diligence by managing KYC documentation, account opening, and regulatory compliance processes. Collaborated with Front Office, Legal, Compliance, and external brokers to establish new trading lines, negotiate agreements, and ensure seamless market connectivity. Prepared, validated, and maintained KYC packs, LEIs creations and renewals,counterparty documentation to support ongoing trading activities and periodic/annual reviews. Streamlined onboarding workflows by coordinating with internal/external stakeholders, reducing turnaround times, and ensuring adherence to internal controls and regulatory standards. Monitored and updated counterparty data across internal systems and tools, ensuring accuracy for audits, compliance checks, and transaction readiness.

Regulatory Operations Specialist at S&P Global, Aug 2023 - Feb 2024 · 7 mos, Hybrid

Senior Operations Analyst at S&P Global, Nov 2022 - Aug 2023 · 10 mos, Gurugram, Haryana, India, Understanding of operational processes, Onboarding and standardized them by creating SOPs and relevant workflows for quality control, besides conducting UAT testing for scope of product enhancement. Demo the platform for new clients and any new user through the platform as well as provide them post sign up training session to ensure clients are fully prepared to use the service for KYC, Onboarding or Regulatory Requirements. Sharing with Client Daily, weekly, monthly and Adhoc MIS. Updating Project status tracker for Working Groups and Project management teams based out of UK and US.

Operations Analysis Analyst at S&P Global, Mar 2022 - Nov 2022 · 9 mos, Gurugram, Haryana, India, Managing Reference Data for Regulatory regimes like SFTR|MIFID|CFTC|EMIR and Various ISDA Protocols LIBOR Transistion and Client query process management

Operations Analyst at IHS Markit, Oct 2019 - Feb 2022 · 2 yrs 5 mos, Gurugram, Setting up multiple Tier 1 investment banks account for SFTR regulatory outreach wherein outreaching their counterparties for Onboarding, Entity Type classification and trade repository and other reference data for SFTR regulatory reporting in different phases more than 3000 counterparties across investment banks were covered.

Education

Bachelor of Business Administration - BBA, Business/Commerce, General, Ideal Institute of Management & Technology